Careers

Compliance - Manager/Assistant Manager/Senior Associate

Responsibilities:

Conduct client onboard review, transaction monitoring, trading surveillance and due diligence checking
Perform KYC/AML checks and ongoing AML/CTF screening and monitoring
Provide AML and Compliance advice to related internal parties on existing and new regulation requirement and implement action plan
Assist in handling daily compliance tasks
Review and ensure the operational procedure comply with rules and regulations
Participate in ad hoc projects

Requirements:

Degree holder in Law/Accounting/Finance or other related disciplines
Relevant working experience in compliance field, exposure on SFC Type 2 licenses will be a definite advantage
Familiar with SFC rules and regulations, knowledge of overseas compliance requirements will be a definite advantage
Strong reading and writing skills, with ability to interpret the rules correctly and suggest action plan to satisfy compliance requirements
Excellent commend in both spoken and written English and Chinese
Detail-oriented and have good sense of confidentiality
Fresh Graduate with strong sense of responsibility and eagerness to learn will be also be considered as Associate

Career Level: Middle

Yr(s) of Exp: 3 – 5 years

Qualification: Degree

Industry: Financial Services

Job function: Professional Services > Legal & Compliance

Location: Quarry Bay

Employment Type: Full Time

Benefits: Dental insurance, Double pay, Five-day work week, Life insurance, Medical insurance

Responsibilities:

Achieve revenue targets through acquiring new accounts, growing and retaining assigned portfolio of clients
Identify hedging, risk management and delivery need of commercial clients
Provide market research, industry intelligence and hedging advise
Willing to travel to build and maintain a constructive relationship with commercial clients

Requirements:

University graduates in Banking / Finance / other related discipline
Minimum 3 years solid experience in sales and consumer relationship building, knowledge in various industries (metal, energy or soft commodities) is a must
Proven sales track record and strong understanding on futures and options strategy
Concrete experience in corporate account handling and customer service
Good command of written and spoken English and Chinese (including Putonghua)
Excellent interpersonal, communication, presentation and negotiation skill
Positive mindset, result oriented, high level of initiative and integrity
Good network with commercial customers in Asia

For interested parties, please send your CV and expected salary to this email address:
personnel@admis.com.hk, thank you!